The ETF Share Class Launch Checklist
From exemptive order to first creation unit: Governance, accounting, listing, the interclass exchange and distribution
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The European T+1 Countdown Checklist
Twelve months to October 11, 2027: The T+1 build across the UK, the EU, and Switzerland
The Annual Custodian Review Checklist
Working the custody chain link by link: entities, financial strength, the liability standard and the exit position
The Fails Reduction Program Checklist
Removing the causes of settlement fails: Instructions, matching, inventory, funding, penalties, and the measures a board governs by
Latest
The European T+1 Countdown Checklist
Twelve months to October 11, 2027: The T+1 build across the UK, the EU, and Switzerland
FIX Guidance for Electronic Securities Lending
What the Recommended Practices Standardize, What They Leave to the Firm, and Where the T+1 Clock Lands
The Annual Custodian Review Checklist
Working the custody chain link by link: entities, financial strength, the liability standard and the exit position
SEC Proposed Rules on Crypto Custody
What Changes for Advisers, Funds and Their Custodians When the Ledger Becomes the Record of Proof